Botanical Studies (2008) 49: 57-66.
*
Corresponding author: E-mail: gejp@bnu.edu.cn;
Fax: +086-010-58808999.
INTRODUCTION
As an important component of the terrestrial ecosystem,
vegetation has long been a research focus for ecologists
and botanists. The role of vegetation in soil and water
conservation on the Loess Plateau has been well docu-
mented (Chen and Wan, 2002). However, how seriously
the current vegetation has been degraded and how far it
is from its original state are hotly debated. According to
geobotany and historic geography, human activities are
responsible for the degradation of the original vegetation
in the Loess Plateau and have led to a big gap between
the current vegetation and the original vegetation (Wu,
1980; Zhu, 1983; Shi, 1991). Physical geographists and
quaternary environmentalists have argued that the gap
between the current vegetation and the original vegetation
is not as big as some have asserted, and that the Loess
Plateau was not within the typical forest distribution
region from the perspective of climate and geological
history (Zhang, 1992; Liu et al., 1996; 2003). The origi-
nal vegetation is the undisputed key to this controversial
question, but this no longer exists in most of the Loess
Plateau.
A number of small-scale local studies of the vegetation
degradation on the Loess Plateau have been carried
out (Chen and Wan, 2002), but landscape and regional
scale investigations with adequate ecological details are
still scarce. Such large scale studies have now become
feasible largely because of the development of remote
sensing and spatial information technologies (Wu and
Hobbs, 2002). Remote sensing has been widely used to
monitor vegetation dynamics (Bastin et al., 1995; Tong
et al., 1996; Boyle et al., 1997; Tanser and Palmer, 1999;
Schmidt and Karnieli, 2000). Many, if not most, of these
studies, however, evaluated the conditions of vegetation
degradation based only on an above-ground biomass
estimated using the NDVI. Potential vegetation is defined
as the maximum biomass which would be established in
a given area assuming no human influence (Rey, 1999).
The term potential evapotranspiration (PET) is needed
to determine the hydrological balance, which in turn
dictates the potential vegetation that a particular place
may harbor (Woodward, 1987; Running and Coughlan,
1988; Woodward and Mckee, 1991; Prentice et al., 1992;
Neilson, 1993; Prentice et al., 1993; Neilson and Marks,
1994; Neilson, 1995). Most studies to date have only
focused on PET modeling and assumed that large-scale
vegetation units can be characterized by the predominance
of one or more PETs (Rey, 1999; Zhao, 2004; Kimura
et al., 2005). None has yet taken quantitative transient
responses of potent vegetation to continuing changes of
PET into account.
The major objective of this study was to accomplish a
more detailed regional assessment of vegetation deficiency
in Jinghe River Basin¡Xone of the most representative
Vegetation deficiency in a typical region of the Loess
Plateau in China
Anning SUO, Yong LIN, Jianping GE*, and Xiaojun KOU
College of Life Science, Beijing Normal University, Beijing 100875, P.R. China
(Received February 21, 2006; Accepted August 6, 2007)
ABSTRACT.
Located in the central Chinese Loess Plateau, the Jinghe River is one of the major tributaries
of the Yellow River, and the river basin it inhabits is characterized by a continental climate. Considering that
land degradation has been the main ecological problem in the Jinghe River Basin, there is an urgent need to
scientifically explore the land degradation mechanism in order to restore natural ecological environments,
prevent further irreversible degradation, and retain value of these productive lands. To that end, a potential
vegetation prediction and current vegetation degradation evaluation of the study area are the first and foremost
jobs worth doing. In this paper, the Holdrige method is used to calculate the annual Aridity Index (AI), and
a climate-vegetation based AI-NDVI model was proposed to predict the potential vegetation index, on which
basis the potential vegetation index and potential vegetation distribution were both obtained. With the potential
vegetation index and current vegetation index, the gap between the current and the potential vegetation was
easy to calculate. This gap exhibits vegetation degradation objectively in the Jinghe River Basin. The AI-
NDVI approach is expected to prove effective for ecological planning and management on a landscape and
regional scale and to fuel integration between hydrology and ecology during ecological restoration research.
Keywords: Ecological restoration; Potential vegetation; The Loess Plateau; Vegetation deficient index.
eCOLOgy
pg_0002
58
Botanical Studies, Vol. 49, 2008
geographic areas on the Loess Plateau. Our approach was
to combine remote satellite data (MODIS), climatic data,
DEM data, and additional field surveys. We were also
interested in developing a synoptic index of vegetation
deficiency that can be used to quantify vegetation defi-
ciency in terms of both its spatial distribution and temporal
dynamics. By assessing the spatial pattern and temporal
dynamics of the vegetation deficiency in the Jinghe
River Basin, we intended the project to provide a useful
approach for large-scale assessment and management of
the vegetation resources on the Loess Plateau.
STUDy SITe AND DATA SOURCe
Study site
Located in the central part of the Chinese Loess
Plateau, the Jinghe River Basin (with a total land area of
45,420 km
2
) drains into the middle reach of the Yellow
River (Figure 1). The terrain is undulating with elevations
ranging from 800 to 2,600 m. The climate is characterized
by cold, dry winters and warm, humid summers. The
climatic conditions in the study area show obvious spatial
variation. The mean annual air temperature is 8.8¢XC at
the northern end of the basin and increases to 10¢XC at the
southern end of the basin. The mean annual precipitation
is more than 600 mm at the western and eastern mountain
side, gradually decreasing northward to only 300 mm in
the northern end. There are three special characteristics of
the precipitation. First, the its inter-annual variability is
as high as 35%. Second, over 60% of it falls between July
and September. Third, over 40% of it falls during storms.
The hilly topography and intensive precipitation allows
only a small portion of the precipitation to recharge the
soil water supporting plants. The major portion runs off
into rivers during storms. In addition, extensive human
removal of the natural vegetation and farming-induced
Figure 1. The location of Jinghe River Basin. Note: 1, Huajia; 2, Dongchuan; 3, Puhe; 4, Ruhe; 5, Heshui; 6, Dongzhi; 7, Honghe; 8,
Upperinghe; 9, Ruihe; 10, Chengguhe; 11, Heihe; 12, Daxihe; 13, Sanshuihe; 14, Lowjinghe.
pg_0003
SUO et al. ¡X Vegetation deficiency in a typical region of the Loess Plateau in China
59
hydrological deterioration of the surface soil further
exacerbates the hydrological condition of Jinghe River
Basin. Thus, that the area studied contributes a solid load
to the Yellow River ten times above expectations should
be no surprise.
The basin has a long history of agricultural
development. Most river valleys and loess gullies in
the basin have been extensively cultivated, and only a
small amount of secondary vegetation remains at the
gully bottoms and on the ridges. More than 1320 plant
species belonging to 597 genera and 128 families inhabit
the basin, and these include Bryophyta, Pteridophyta,
Gymnospermae and Angiosperm. Herbaceous plants
and trees account for more than 900 and 400 of these
species, respectively. The dominant families are Fagaceae,
Betulaceae, Salicaceae, Rosaceae, Pinaceae, Poaceae,
Asteraceae. On the horizontal zone from the south basin to
the north basin, sparse forests mixed with arid shrublands
(composed of Ulmus pumila,
Sophora japonica, Malus
baccata),
arid shrublands (dominated by Ziziphus jujuba
var. spinosa,
Vitex negundovar. heterophylla,
Sophora
viciifolia and Bothriochloa ischaemum), grasslands
(with Leymus paboanus, Poa annua and Roegneria
nutans as constructing species) and desert grasslands
(composed mainly of Stipa bungeana and Stipa breviflora )
are distributed in order. In the mountainous parts of
Liupanshan and Zhiwuling, arid shrublands (mainly
composed of Ostryopsis davidiana, Spiraea pubescens,
Spiraea trilobata and Hippophae rhamnoides) and broad-
leaf forests of Populus davidiana, Betula platyphylla, and
Quercus liaotungensis
are distributed in vertical order
from bottom to top (Chen and Wan, 2002).
Data sources
Remote sensed data (spanning from 2001 January to
2004 December) used in this study are a MODIS 32-day
product at 500 m resolution provided by the Global Land
Cover Facility (GLCF). For the convenience of analysis,
the date has changed from the Julian day to a calendar day
in advance.
Monthly average temperatures from 30 stations and
precipitation from 95 rain-gauge stations in the Jinghe
River Basin and its adjacent regions were provided by the
China Lanzhou Arid Agriculture Climate Bureau, China¡¦s
climatic bureau.
The Jinghe River topographic Map at scale of 1:250,000
is from the Institute of Geography and Resources, Chinese
Academy of Sciences.
MATeRIALS AND MeTHODS
Arid index calculation
Many studies have proved that vegetation distribution
is closely related to climate (Fang and Yoda, 1990;
Zeng et al., 1996; Richard and Poccard, 1998; Fu and
Wen, 1999). In the Loess Plateau water availability is
a decidedly limiting factor affecting plant distribution
and is usually expressed by the aridity index (AI) to
indicate climatic aridity. AI can be calculated by the
ratio of water balance to heat balance (Wang and Xiao,
1993). Many aridity indexes have been put forth since
1990, such as the ratio of temperature to rainfall and the
ratio of potential evapotranspiration (PET) to rainfall.
Zhang (1993) employed the Holdrige method to plot a
China PET map on the basis of 700 climatic stations with
a more satisfactory vegetation-climate classification,
which showed that the Holdrige method is a convenient
quantitative analysis method. Other studies also found
that the Holdrige method is relatively precise and agrees
well with vegetation distribution (Zhou and Zhou, 1996).
Therefore, the Holdrige method is used to calculate AI in
this paper.
In the Holdrige method, potential evapotranspiration
(PET) is calculated by an empirical formula with
temperature as an input variable (Holdrige, 1947, 1976).
The formula is as follows:
PET=58.93¡ÑABT
(1)
ABT=£Ut/365
(2)
ABT=£UT/12
(3)
where PET is potential evapotranspiration (mm), ABT
is annual bio-temperature ranging from 0 to 30¢XC. Daily
temperatures above 30¢XC are set to 30¢XC, and those below
1¢XC are set to 0¢XC.
The ratio of PET to rainfall (P) is used to express the
aridity index, and the formula is as follows:
K = PET/P
(4)
where K is the aridity index, and P is average annual
rainfall.
Monthly climatic data from 1970 to 2003 was
first processed to get the average annual rainfall for
each climatic station. Then we used the DEM derived
from the 1:250,000 topographic map to obtain the
temperature of each station at sea level by means of a
lapse rate 0.65¢XC/100 meter and 100¡Ñ100 m grid maps
of monthly temperature by way of spatial interpolation.
The temperature of each cell is revised to get an actual
temperature based on its corresponding elevation and the
temperature lapse. The spatial distribution of potential
evapotranspiration was then derived based on the
temperature map.
Research showed that precipitation is closely related
to longitude, latitude, and elevation (Zhao, 1988). In
this paper, annual precipitation is estimated by latitude,
longitude, and elevation on the basis of 1970~2003
precipitation data. The regression function is as follows:
P =
1297.634 - 165.413LAT + 46.822LONG +
0.0815ALT
(5)
R
2
=0.769, a = 0.01, n =32
with the support of GIS, a grid map of precipitation
is derived based on geographic position and the
corresponding elevation of the rain gauge station and
pg_0004
60
Botanical Studies, Vol. 49, 2008
the regression function (5). Finally, we got the Holdrige
aridity index distribution map of the Jinghe River Basin
with the formula (4) (Figure 2).
Vegetation index calculation
The Normalized Difference Vegetation Index (NDVI)
is an important monitoring index of surface vegetation
features. NDVI is related to biomass, leaf area index,
photosynthesis capacity, total dry mass accumulation,
and net primitive yield (Birky, 2001). Therefore, NDVI
is commonly used to assess vegetation cover and its
dynamics monitoring on a large scale and simulate bio-
physical parameters for various vegetation, land cover,
and climatic change research (Fuller, 1998). NDVI can be
calculated by the following formula:
NDVI = (£l
ch2
¡V£l
ch1
)/(£l
ch2
+£l
ch1
) NDVI = (-1, 1) (6)
where £l
ch1
and £l
ch2
are the reflection of band 1(ch1) and
band 2 (ch2). Ch1 (0.58~0.68 £gm) belongs to the visible
band and is within the absorption band of green color, and
ch2 (0.75~1.10 £gm) is the infra-red band and within green
plant¡¦s reflection band.
MODIS image preprocessing, NDVI computing, and
false color composition were carried out with ERDAS
8.7 software to get average monthly NDVI from January
to December and average summer NDVI (June, July, and
August) for three years.
In this study, Jinghe River Basin on the Loess
Plateau was chosen as a study region, and GIS-assisted
methods were employed to estimate the spatial-temporal
distribution of vegetation degradation by the following
procedures. First, the Holdrige¡¦s method was used to
estimate PET and calculate aridity index (AI). Second, a
regression model of an aridity index (AI) and a normalized
difference vegetation index (NDVI) was employed to
model a potential vegetation index. Third, the vegetation
deficient index expressed by the gap between potential
vegetation and current vegetation was modeled spatially to
show the vegetation deficient condition.
ReSULTS
Relationship between aridity index and
vegetation index
Spatial distribution of climatic aridity index reflects
the pattern of water-heat balance (Kimura et al., 2005). In
the Jinghe River Basin (Figure 2), the aridity index was
the lowest (AI<0.80) on Ziwuling Mountain in the eastern
basin and Liupanshan Mountain in the western basin. It
ranged from 0.80 to 0.90 in southern mountain region.
Because rainfall increases and temperature decreases
with elevation, the water-heat balance was good in the
mountain region. The aridity index in the low plain was
much higher than in its neighboring loess gully regions,
reflecting the important influence of local topography on
regional water-heat balance. The aridity index gradually
became worse with rainfall decreasing from south to
north in the whole basin. The aridity index was 0.8 on the
southern mountains, 1.0 in the region¡¦s center, and above
1.50 north of the basin.
As we all know, the distribution of natural vegetation
is significantly related to the climatic aridity index. So 50
points of natural vegetation with relatively small human
disturbance were selected, and their corresponding AI
and NDVI values were calculated (Figure 2 and Figure
3).
With these data, a scatter plot of NDVI-LAI is shown
(Figure 4). It is clear that NDVI was negatively correlated
with AI.
Using logic and multi-level models based on
the statistical software Statistica 6.0, equations and
relationships can be developed, which contain variables
and their appropriate weights for spatially-explicit
modeling using linear regression analyses approaches. A
linear regression relationship between NDVI and AI with
the best significance was selected:
NDVI = 1.647EXP (-1.039AI)
(7)
R squared = 1-Residual SS/Corrected SS = 0.863,
a = 0.01, n = 50
where AI is the aridity index, NDVI is the normal
different vegetation index, R squared is the correlation
coefficient, residual SS is the sum of squares of residual,
and corrected SS is the sum of squares of corrected total,
a is the significant range, and n is the sample number.
This tells us that R squared equals 0.863, which is the best
performance of the model and makes the model the best
choice.
Figure 2. Aridity index spatial pattern in Jinghe River Basin.
pg_0005
SUO et al. ¡X Vegetation deficiency in a typical region of the Loess Plateau in China
61
Spatial pattern of potential vegetation index
The Potential Normalized Difference Vegetation Index
(PNDVI) of the Jinghe River Basin is obtained based
on the formula (7) with the support of Arc/info GIS.
PNDVI in this basin mainly ranged from 0.50 to 0.70,
which accounts for 56.15% of the basin¡¦s area, in contrast
to 31.28% (PNDVI>0.70) and 12.57% (PNDVI<0.50)
(Figure 5).
The spatial pattern of PNDVI varied from watershed
to watershed of the basin. It was highest in the southern
part of the basin and lowest in the northern part of the
basin, showing a rising trend from north to south. The
Daxihe watershed, in the south mountain region of the
basin, boasts a 53.80% land area with PNDVI>0.80 and a
96.76% land area with PNDVI>0.70. In contrast, for the
Honghe watershed, located in the basin¡¦s central part, the
land area with PNDVI>0.70 only accounts for 13.7% of
the watershed while land with a PNDVI ranging from 0.60
to 0.70 accounts for 81.56% area of the watershed. The
PNDVI is smaller in general in the Huajia watershed in the
northern basin. The PNDVI in its 52.47% land area is less
than 0.50, and that in its 95.67% land area is lower than
0.60.
The PNDVI is higher in the mountainous regions of the
western and eastern side of the basin and lower in the Yuan
region of the central basin. The PNDVI in 65.39% of the
Sanshuihe watershed in Ziwuling Mountain exceeds 0.80.
The land with a PNDVI bigger than 0.80 in the Ruihe
watershed of the west Liupanshan Mountain accounts for
42.70%. The PNDVI in the Dongzhi region on central
loess Yuan and loess gully region was lower with only
3.42% of the watershed boasting a PNDVI >0.70.
Spatial pattern of potential vegetation types
Six main natural vegetation types, including warm-
temperate deciduous broad-leaved forest, coniferous and
broad-leaved mixed sparse forest, mesophytic shrub, dry
shrub, meadow and temperate steppe, are distributed in
the Jinghe River Basin according to field investigations
and research reports (Chen and Wan, 2002). The potential
NDVI image of the basin was classified into six natural
vegetation types by a unsupervised classification approach
and referred to 50 selected points (Figure 6).
Figure 3. Vegetation index (NDVI) spatial pattern in Jinghe
River Basin.
Figure 4. Relationships between vegetation index and aridity
index.
Figure 5. Potential vegetation index spatial pattern in Jinghe
River Basin.
pg_0006
62
Botanical Studies, Vol. 49, 2008
As for the whole basin, the dominant vegetation types
in terms of area ratio are warm-temperate deciduous
broad-leaved forests (31.28%), coniferous and broad-
leaved mixed sparse forests (32.44%), and mesophytic
shrubs (23.71%). Warm-temperate deciduous broad-leaved
forests are mainly composed of Populus davidiana, Betula
platyphylla, Quercus liaotungensis et al., and mainly
distributed on Ziwuling mountain in the eastern basin,
Liupanshan Mountain in the western basin and southern
mountain of the basin. Coniferous and broad-leaved mixed
sparse forests with Betula platyphylla suk, Ulmus pumila,
Sophoro japonica, and Malus baccata as constructed tree
species are located in the watersheds of Honghe, Ruhe,
low reaches of the Jinghe, Ruihe, Guchenghe watersheds
and the Dongzhi region in the central basin. Ostryopsis
davidiana, Spiraea pubescens, S. trilobata and other
mesophytic shrubs are mainly distributed in loess hilly
regions of Puhe, Dongchuan, and the low reaches of
Huajia. In addition, arid mixed shrubs of Ziziphus jujuba
Mill. var. spinosa, Vitex negundo var. heterophylla, and
Sophora davidii exist in the valley and loess hilly middle
regions of Huajia. Temperate steppe of Leymus paboanus,
Poa annua, Roegneria nutans, congregated in the upper
reaches of Huajia in the northern most sections of the
basin. In all, 87.43% of the mountain and loess gully
region in middle and south of the basin with potential
vegetation was forest and shrub, and only 12.57% of the
northern basin was a steppe potential distribution region.
Spatial pattern of vegetation deficiency
We defined the Vegetation Deficient Index (VDI) as
the gap between current vegetation index (NDVI) and
potential vegetation index (PNDVI). The spatial pattern of
the VDI is displayed in Figure 7. Vegetation in the Jinghe
River Basin was seriously damaged, which is indicated
from the fact that 96.30% area of the whole basin had
vegetation of different degrees of deficiency. Vegetation,
in the rank of most deficiencies (VDI<-0.40), is noted as
very serious (-0.40 ~ -0.30) or serious (-0.30 ~ -0.20),
accounting for 2.05%, 13.97%, and 35.70% of the whole
basin area, respectively. In addition, 44.55% of the basin
(34.15% with VDI ranging from -0.20 to -0.10 and 10.40%
with VDI at range of -0.10~0) has a slightly deficient
status.
Vegetation deficiency is affected by topography,
climate, human activity, and other factors. Vegetation
of an extremely deficient status is mainly distributed
in watersheds of Ruhe and Honghe in the loess gully
region northwest of the basin, which can be seen from
the following figures: VDI<-0.30 (29.85%), VDI<-0.20
(87.64%) in the Honghe watershed, VDI < -0.30 (61.20%)
and VDI<-0.20 (91.33%) in the Ruhe watershed.
Vegetation in the Ziwuling Mountain region in the
eastern basin was slightly deficient. 29.24% of the Heshui
watershed area on Ziwuling Mountain had no vegetation
deficiency, and 26.66% was only slightly deficient.
56.40% of the Sanshuihe watershed area on Ziwuling
Mountain had a VDI of more than -0.10, and 30.11% had
Figure 6. Potential vegetation spatial pattern in Jinghe River
Basin.
Figure 7. Vegetation deficient index (VDI) spatial pattern in
Jinghe River Basin.
pg_0007
SUO et al. ¡X Vegetation deficiency in a typical region of the Loess Plateau in China
63
a VDI ranging between -0.20 ~ -0.10. Because human
disturbance in the Huajia watershed in the northern basin
is slight thanks to its arid climate, complex topography,
and small population, the vegetation in this watershed
is not as seriously deficient as we had thought. 59.72%
of the watershed had a VDI ranging from -0.20 to -0.10,
and 31.22% ranged from -0.30 to -0.20. Due to its flat
topography and dense population, most of the land in
Jingheganliu is cultivated for farming and other land
usage, so vegetation deficiency in this region is much more
serious than other watersheds. 7.22% of the region is with
the most serious vegetation deficieny, and 19.33% of the
area had a very serious vegetation deficiency, and 24.14%
had a serious vegetation deficiency.
Temporal pattern of vegetation degeneration
Typical points of the six main land cover types in the
basin were selected to obtain a current NDVI value and
their corresponding potential NDVI. We then picked out
potential NDVI dynamics of different land cover types
from current NDVI series with points that their average
summer NDVI value equal to PNDVI value and made
vegetation deficient dynamics in a year (Figure 8). The
NDVI of forests coincides very well with its PNDVI, and
its VDI dynamics always varied near 0 in a time series
with no vegetation deficiency. The vegetation deficiency
of shrublands was small fron January to spring, and it
increased from May, peaking (VDI=-0.20) in June, and
varied in the range of -0.20 ~ -0.15 later. Deficiency of
meadow and pasture (gaps between their current NDVI
and PNDVI) was big throughout the year, especially,
from June to September. Its VDI was -0.17 in July, -0.25
in August, and -0.28 in September. VDI of pasture was
-0.22 in June, -0.17 in July, -0.21 in August and -0.25
in September. Crops are one of the main manmade land
covers, and its vegetation deficiency showed significant
human disturbance. The VDI was near 0 from January to
spring. It decreased to -0.24 in May, 0.43 in June, 0.51
in July and 0.42 in August, with winter wheat ripening in
May and being harvested in June and the crop land resting
in July and August. The next year winter wheat is planted
and germinated in September and developed in October,
so its VDI increased to -0.39 in September and -0.08 in
October. Desert grasslands were one of the main land
cover types in the northern part of the basin. Its current
NDVI was only 0.30, and its VDI was -0.18 compared to
its PNDVI in the summer, which stayed more than -0.15 in
later months.
DISCUSSION AND CONCLUSION
Evaluating a vegetation deficient condition objectively
is difficult because no objective vegetation evaluation
criterion exists. Many researchers have suggested using
natural vegetation, original vegetation, or potential
vegetation to evaluate a vegetation degeneration situation
(Hou, 1983; Prentice et al., 1992; Yu et al., 2000; Sun and
Chen, 1991; Ren, 2004). However, natural vegetation has
only existed locally and sporadically on the Loess Plateau
for hundreds of years¡¦ cultivation in most places. The
original vegetation does not exist at all. Paleoecological
reconstruction is a main approach in original vegetation
studies. One problem is that the creation of a detailed
original vegetation distribution criterion using point
paleoecological remnants is difficult. Potential vegetation
was a credible criterion in vegetation evaluation and
ecological rebuilding. However, there is still no systematic
study on potential vegetation and no referent potential
vegetation map on the Loess Plateau (Fang, 2001; Li et al.,
1998). The gap between current vegetation and potential
vegetation is a very important research topic in ecological
planning and restoration on the Loess Plateau. It could tell
us how serious the current vegetation has been degraded.
Therefore, potential vegetation is an ideal vegetation
background in degraded vegetation evaluation.
In this paper, we first simulated the potential vegetation
distribution in the Jinghe River Basin. Then, we evaluated
spatio-temporal pattern of vegetation deficiency. The
results showed: (1) the normalized difference vegetation
index (NDVI) is closely related to the climatic aridity
index (AI), and their regression model was NDVI =
1.647EXP (-1.039AI). (2) The potential vegetation in
the mountainous region of the western basin, the eastern
basin and most of the southern basin was warm-temperate
deciduous broad-leaved forest while coniferous and broad-
leaved mixed sparse forest, and mesophytic shrub were the
potential vegetation in the loess gully region in the central
basin. Potential vegetation in the northern part of the
basin included dry shrub, meadow, and temperate steppe.
In total, 87.43% of the middle-southern basin is a forest
and shrub potential distribution region, and only 12.57%
is a grass potential region. (3) Vegetation deficiency was
high in the watersheds of Puhe, Ruhe, Honghe and lower
reaches of Jinghe, Ruihe, Heihe and Jingheganliu, but
very low on Ziwuling Mountain in the eastern basin, in the
Daxihe watershed on the southern mountain, on the upper
land of Jinghe, and on Ruihe on Liupanshan Mountain
Figure 8. Dynamic of vegetation deficient index in a year.
pg_0008
64
Botanical Studies, Vol. 49, 2008
in the western basin. It was moderate in the Loess hilly
region in the northern basin. (4) In the time series, forests
were not significantly deficient in all months of the one
year and desert grass lands had a smaller deficiency.
In contrast, the VDI for the winter wheat crop was the
biggest, especially from June to September when the
winter wheat was harvested in the crop land.
Experimental evidence on the potential vegetation and
on the current vegetation relative deficiency is lacking.
Such evidence would require a lengthy and costly
investigation. However, the maps shown in Figure 5 and
Figure 6 are consistent with the distribution of climate and
natural vegetation of the basin, and they constitute the best
possible validation of the proposed method (Vegetation
Atlas of China, 2001). In spite of oversimplification of
the algorithms or parameters, the method demonstrates
that vegetation deficiency is markedly consistent with that
surveyed. The present method may be considered to be
a more useful and representative vegetation assessment,
qualities which are scarce in most previous assessments
(Wu and Hobbs, 2002). The method in this paper is
proposed as an initial approximation to resolve the
deficiencies of current vegetation assessments in most
degraded vegetation regions.
Acknowledgements. This research was funded by
the China National Key Foundational Research and
Development Plan Program (2002CB111507) and the
China National Scientific and Technical Supporting Project
(2006BAD03A0206).
LITeRATURe CITeD
Bastin, C.N., G. Pickup, and G. Pearce. 1995. Utility of AVHRR
data for land degradation assessment: a case study. Int. J.
Remote Sens. 16: 651-672.
Birky, A.K. 2001. NDVI and a simply model of deciduous forest
seasonal dynamics. Ecol. Model. 143: 43-58.
Boyle, C.A., L. Lavkuli ch, H. S hre ier, and E. Kis s. 1997.
Changes in land cover and subsequence effects on lower
F res er Bas in e cosys tem from 1827 to 1990. Environ.
Manage. 21: 185-196.
Chen, J.M. and H.E. Wan. 2002. Vegetation Building and Water
& Soil Conservation of the Loess Plateau in China. Beijing:
Chinese forest Press, pp. 87-90.
Fang, J.Y. 2001. Re-dis cussion about the fores t vege tation
zonation in eastern China. Acta Bot. Sin. 43: 522-533.
Fang, J.Y. and K. Yoda. 1990. Climate and vegetation in China.
III. Water balance and distribution of vegetation. Ecol. Res.
5: 9-23.
Fu, C.B. and G. Wen. 1999. Variation of ecosystems over East
Asia in association with seasonal interannual and decadal
monsoon climate variability. Climate Change 43: 477-494.
Fuller, D.O. 1998. Foliar phenology of s avanna vegetation in
s outh-center Africa and its relevance related to climate
change, PhD Dissertation, University of Maryland, College
Park, Maryland.
Holdrige, L.R. 1947. Determination of world plant formation
from simple climate data. Science 105: 367-368.
Holdrige, L.R. 1976. Life Zone Ecology. San Jose, Costa Rica:
Tropical Science Center.
Hou, X.Y. 1983. Vegetation of China with re fe re nc e to its
geographical distribution. Ann. Missouri Bot. Gard. 70:
509-549.
Kimura, R., Y. Liu, N. Takayama, X. Zhang, M. Kamichika, and
N. Matsuoka. 2005. Heat and water balance the bare soil
surface and the potential distribution of vegetation in the
Loess Plateau, China. J. Arid Environ. 63: 439-457.
Li, D.Q., C.Y. S un, and X.S. Zhang. 1998. Dis tribution and
modeling of potential vegetation productivity in China. Acta
Bot. Sin. 40: 560-566.
Liu, H., T. Liu, and Z. Guo. 2003. Natural Vegetation of
Ge ographic al and Historical pe ri ods in the The L oess
Plateau. Chinese Sci. Bull. 48: 411-416.
Liu, T.S ., Z.T. Guo, N.Q. Wu, and H.Y. Lu. 1996. Prehistoric
vegetation on the The Loess P lateau: steppe or forest. J.
South. Asian Earth Sci. 13: 341-346.
Neilson, R.P. 1993. Vegetation redistribution: a possible
biosphere source of CO
2
during climatic change. Water Air
Soil Pollute 70: 659-673.
Neilson, R.P. 1995. A model for predicting continental- scale
vegetation distribution and water balance. Ecol. Appl. 5:
362-385.
Neilson, R.P. and D. Marks. 1994. A global perspective of
regional vege tation and hydrologic s ens itiviti es from
climatic change. J. Veg. Sci. 5: 715-730.
Prentice, I.C., T.S. Martin, and W. Cramer. 1993. A simulation
model for the transient effects of climate change on forest
landscapes. Ecol. Model. 65: 51-70.
P rentice, I.C., W. Cramer, S .P. Harrison, R. Leemans, R.A.
Monserud, and A.M. Solomon. 1992. A global biome model
based on plant physiology and dominance, soil properties
and climate. J. Biogeogr. 19: 117-134.
Ren, G.Y. 2004. On baseline vegetation in northern China. Acta
Ecol. Sin. 24: 1287-1293.
Rey, J.M. 1999. Modelling potent ial evapotrans piration of
potential vegetation. Ecol. Model. 12: 3141-3159.
Richard, Y. and I. Poccard. 1998. A statistical study of NDVI
sensitivity to seasonal and interannual rainfall variations in
southern Africa. Int. J. Remote Sens. 19: 2907-2920.
Running, S.W. and J .C. Coughlan. 1988. A ge neral model
of fores t ecos ys tem process for regional application. I.
Hydrologic balance. Canopy gas exchange and primary
production processes. Ecol. Model. 42: 125-154.
Schmidt, H. and A. Karnieli. 2000. Remote sensing of seasonal
variability of vegetation in a semi-arid environment. J. Arid
Eviron. 45: 43-59.
Shi, N. 1991. On distribution and change of historical forest of
China. Chinese Historical Geography 3: 43-73.
pg_0009
SUO et al. ¡X Vegetation deficiency in a typical region of the Loess Plateau in China
65
Sun, X.J. and Y.S. Chen. 1991. Palynological records of
Holocene Megathemal in China. Quaternary Science Rev.
10: 537-544.
Tans er, F.C. and A.R. P al mer. 1 999. T he appli cat ion of a
remotely sensed divers ity index to monitor degradation
pat tern in a se mi-a rid, hete rogeneo us, S outh Afric an
landscape. J. Arid Environ. 43: 477-484.
Tong, C., S. Yong, and W. Yong. 1996. Remote sensing analysis
of the ac cum ul at ed s no w dis a st ers i n t he t em pe rat e
range land. Act a S cie ntiarum Na tural ium Unie rs it atis
Neimonggo 27: 532-537.
Vegetation Atlas of China. 2001. Compiled by editorial board,
Chinese Academy of Sciences; Editors in chief: X.-Y. Hou
Beijing: Science Press.
Wang, Y.F. and X.M. Xiao. 1993. Climatic gradiant of main
vegetation types in the The Loess Plateau region. Acta Bot.
Sin. 35: 291-299.
Woodward, F.I. 1987. Climate and Plant Distribution. Cambridge
University Press, London.
Woodward, F.Y. and I.F. Mckee. 1991. Vegetaion and climate.
Environ. Int. 17: 535-546.
Wu, J. and R. Hobbs. 2002. Key issues and research priorities in
landscape ecology: an idiosyncratic synthesis. Landscape
Ecol. 17: 355-365.
Wu, Z.Y. 1980. China Vegetation. Beijing: Chinese Science
Press, pp. 749-1037.
Yu, G., X. Chen, J. Ni, R. Cheddadi, J. Guiot, H. Han, S .P.
Harrison, C. Huang, M. Ke, Z. Kong, S. Li, W. Li, P. Liew,
G. Liu, J. Liu, Q. Liu, K.-B. Liu, I.C. Prentice, W. Qui, G.
Ren, C. Song, S. Sugita, X. Sun, L. Tang, E. Van Campo, Y.
Xia, Q. Xu, S. Yan, X. Yang, J. Zhao, and Z. Zheng. 2000.
Palaeovegetation of China: a pollen data-based synthesis for
the mid-Holocene and last glacial maximum. J. Biogeogr.
27: 635-664.
Zeng, N., R.E. Dickinson, and X.B. Zeng. 1996. Climate impact
of Amazon deforestation¡Xa mechanis tic model study. J.
Clim. 9: 859-883.
Zhang, L.S. 1992. Formation, evolution and regional difference
of China¡¦s physic al geography. In M. Ren and H. Bao
(eds.), Physical regions of China and the exploitation and
m anagement Beijing: China S cience P ress , Vol. 25, pp.
36-69.
Zhang, X.S. 1993. A classification system of vegetation-climate
for global change research. Quaternary Sci. 28: 157-167.
Zhao, S.Q., H.N. Sun, R.J. Huang et al. 1988. Modern physical
geography. Beijing: Chinese Science Press, pp. 156-169.
Zhou, J.J. and L.H. Zhou. 1996. Analysis of vegetaion- climate
relations in Chaidamu region by Thornthwaite and Holdrige
potential evaporation index. Arid Region Res. 13: 46-51.
Zhao, C.Y., Z.R. Na n, a nd Z.D. F eng. 2004. GIS -ass is ted
s p a t i a l l y d i s t r i b u t e d m o de l i n g o f t h e p o t e n t i a l
evapotrans piration in s emi-arid clima te of the Chinese
Loess Plateau. J. Arid Environ. 58: 387-403.
Zhu, Z.C. 1983. Distribution of forest and stepped on the The
L oes s P lat eau. Acta Phytoe col. Geographic a Si n. 35:
122-131.
pg_0010
66
Botanical Studies, Vol. 49, 2008